ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,240 Value ($000) $85 Avg Close — Range —
Q3 2016
Shares 14,744 Value ($000) $100 Avg Close — Range —
Q2 2016
Shares 20,938 Value ($000) $128 Avg Close — Range —
Q1 2016
Shares 22,318 Value ($000) $124 Avg Close — Range —
Q4 2015
Shares 18,902 Value ($000) $105 Avg Close — Range —