ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 34,815 Value ($000) $199 Avg Close — Range —
Q3 2020
Shares 37,144 Value ($000) $170 Avg Close — Range —
Q2 2020
Shares 17,344 Value ($000) $76 Avg Close — Range —
Q1 2020
Shares 17,344 Value ($000) $65 Avg Close — Range —
Q4 2019
Shares 10,715 Value ($000) $62 Avg Close — Range —
Q3 2019
Shares 10,715 Value ($000) $60 Avg Close — Range —
Q2 2019
Shares 10,715 Value ($000) $61 Avg Close — Range —
Q1 2019
Shares 10,715 Value ($000) $69 Avg Close — Range —