ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 33,150 Value ($000) $937 Avg Close — Range —
Q3 2020
Shares 33,150 Value ($000) $805 Avg Close — Range —
Q2 2020
Shares 33,150 Value ($000) $745 Avg Close — Range —