ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,550 Value ($000) $46 Avg Close — Range —
Q1 2016
Shares 3,050 Value ($000) $55 Avg Close — Range —
Q4 2015
Shares 4,050 Value ($000) $72 Avg Close — Range —
Q3 2015
Shares 4,050 Value ($000) $69 Avg Close — Range —
Q2 2015
Shares 4,050 Value ($000) $78 Avg Close — Range —
Q1 2015
Shares 15,500 Value ($000) $306 Avg Close — Range —
Q4 2014
Shares 3,250 Value ($000) $67 Avg Close — Range —
Q3 2014
Shares 1,850 Value ($000) $36 Avg Close — Range —
Q2 2014
Shares 1,850 Value ($000) $37 Avg Close — Range —
Q1 2014
Shares 1,850 Value ($000) $35 Avg Close — Range —
Q4 2013
Shares 4,396 Value ($000) $85 Avg Close — Range —
Q3 2013
Shares 8,792 Value ($000) $162 Avg Close — Range —