ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 2,500 Value ($000) $49 Avg Close — Range —
Q1 2017
Shares 2,500 Value ($000) $48 Avg Close — Range —
Q4 2016
Shares 2,500 Value ($000) $46 Avg Close — Range —
Q2 2016
Shares 2,500 Value ($000) $45 Avg Close — Range —
Q1 2016
Shares 2,500 Value ($000) $45 Avg Close — Range —
Q4 2015
Shares 2,500 Value ($000) $44 Avg Close — Range —
Q3 2015
Shares 2,500 Value ($000) $42 Avg Close — Range —
Q2 2015
Shares 4,000 Value ($000) $77 Avg Close — Range —
Q1 2015
Shares 1,500 Value ($000) $29 Avg Close — Range —
Q4 2014
Shares 1,500 Value ($000) $31 Avg Close — Range —
Q3 2014
Shares 1,500 Value ($000) $29 Avg Close — Range —
Q2 2014
Shares 1,500 Value ($000) $30 Avg Close — Range —
Q1 2014
Shares 1,500 Value ($000) $29 Avg Close — Range —
Q4 2013
Shares 2,000 Value ($000) $39 Avg Close — Range —