ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's Holding History (CIK: 0001141802)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 1,325 Value ($000) $37 Avg Close — Range —
Q3 2020
Shares 1,000 Value ($000) $24 Avg Close — Range —
Q2 2020
Shares 1,130 Value ($000) $25 Avg Close — Range —
Q1 2020
Shares 1,150 Value ($000) $21 Avg Close — Range —
Q4 2019
Shares 1,150 Value ($000) $26 Avg Close — Range —
Q3 2019
Shares 1,330 Value ($000) $29 Avg Close — Range —
Q2 2019
Shares 1,130 Value ($000) $25 Avg Close — Range —
Q1 2016
Shares 650 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 650 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 280 Value ($000) $6 Avg Close — Range —