ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 9,700 Value ($000) $216 Avg Close Range
Q1 2018
Shares 9,700 Value ($000) $201 Avg Close Range
Q4 2017
Shares 9,700 Value ($000) $205 Avg Close Range
Q3 2017
Shares 11,200 Value ($000) $232 Avg Close Range
Q2 2017
Shares 12,600 Value ($000) $249 Avg Close Range
Q1 2017
Shares 12,600 Value ($000) $243 Avg Close Range
Q4 2016
Shares 12,600 Value ($000) $232 Avg Close Range
Q3 2016
Shares 16,960 Value ($000) $317 Avg Close Range
Q2 2016
Shares 16,960 Value ($000) $312 Avg Close Range
Q1 2016
Shares 16,960 Value ($000) $309 Avg Close Range
Q4 2015
Shares 16,960 Value ($000) $305 Avg Close Range
Q3 2015
Shares 16,690 Value ($000) $287 Avg Close Range
Q2 2015
Shares 16,690 Value ($000) $322 Avg Close Range
Q1 2015
Shares 16,690 Value ($000) $331 Avg Close Range
Q4 2014
Shares 16,690 Value ($000) $345 Avg Close Range
Q3 2014
Shares 16,690 Value ($000) $332 Avg Close Range
Q2 2014
Shares 16,690 Value ($000) $337 Avg Close Range
Q1 2014
Shares 14,980 Value ($000) $291 Avg Close Range
Q4 2013
Shares 14,980 Value ($000) $292 Avg Close Range
Q3 2013
Shares 14,980 Value ($000) $278 Avg Close Range