ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 13,156 Value ($000) $260 Avg Close — Range —
Q4 2016
Shares 8,948 Value ($000) $165 Avg Close — Range —
Q4 2015
Shares 44,957 Value ($000) $807 Avg Close — Range —
Q2 2015
Shares 13,128 Value ($000) $253 Avg Close — Range —
Q1 2015
Shares 62,788 Value ($000) $1,244 Avg Close — Range —
Q4 2014
Shares 62,788 Value ($000) $1,298 Avg Close — Range —
Q3 2014
Shares 74,982 Value ($000) $1,490 Avg Close — Range —
Q2 2014
Shares 75,380 Value ($000) $1,523 Avg Close — Range —
Q1 2014
Shares 75,380 Value ($000) $1,466 Avg Close — Range —
Q4 2013
Shares 106,419 Value ($000) $2,077 Avg Close — Range —
Q3 2013
Shares 79,207 Value ($000) $1,471 Avg Close — Range —
Q2 2013
Shares 79,207 Value ($000) $1,452 Avg Close — Range —