ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 10,910 Value ($000) $309 Avg Close — Range —
Q3 2020
Shares 12,598 Value ($000) $306 Avg Close — Range —
Q1 2018
Shares 11,677 Value ($000) $242 Avg Close — Range —
Q4 2017
Shares 9,574 Value ($000) $202 Avg Close — Range —
Q3 2017
Shares 10,521 Value ($000) $218 Avg Close — Range —
Q2 2017
Shares 10,693 Value ($000) $211 Avg Close — Range —
Q1 2017
Shares 80,628 Value ($000) $1,558 Avg Close — Range —
Q4 2016
Shares 81,722 Value ($000) $1,527 Avg Close — Range —
Q3 2016
Shares 80,722 Value ($000) $1,504 Avg Close — Range —
Q2 2016
Shares 82,674 Value ($000) $1,524 Avg Close — Range —
Q1 2016
Shares 144,667 Value ($000) $2,595 Avg Close — Range —
Q4 2015
Shares 148,769 Value ($000) $2,660 Avg Close — Range —
Q3 2015
Shares 72,060 Value ($000) $1,278 Avg Close — Range —
Q2 2015
Shares 81,219 Value ($000) $1,559 Avg Close — Range —
Q1 2015
Shares 85,117 Value ($000) $1,689 Avg Close — Range —
Q4 2014
Shares 91,533 Value ($000) $1,893 Avg Close — Range —
Q3 2014
Shares 92,090 Value ($000) $1,812 Avg Close — Range —
Q2 2014
Shares 95,554 Value ($000) $1,930 Avg Close — Range —
Q1 2014
Shares 115,009 Value ($000) $2,237 Avg Close — Range —
Q4 2013
Shares 94,240 Value ($000) $1,840 Avg Close — Range —
Q3 2013
Shares 90,227 Value ($000) $1,674 Avg Close — Range —
Q2 2013
Shares 65,543 Value ($000) $1,201 Avg Close — Range —