ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 121,316 Value ($000) $2,510 Avg Close — Range —
Q4 2017
Shares 223,682 Value ($000) $4,726 Avg Close — Range —
Q3 2017
Shares 296,535 Value ($000) $6,138 Avg Close — Range —
Q2 2017
Shares 340,810 Value ($000) $6,731 Avg Close — Range —
Q1 2017
Shares 305,055 Value ($000) $5,888 Avg Close — Range —
Q4 2016
Shares 415,977 Value ($000) $7,662 Avg Close — Range —
Q3 2016
Shares 502,577 Value ($000) $9,408 Avg Close — Range —
Q2 2016
Shares 511,347 Value ($000) $9,404 Avg Close — Range —
Q1 2016
Shares 633,127 Value ($000) $11,517 Avg Close — Range —
Q4 2015
Shares 691,070 Value ($000) $12,412 Avg Close — Range —
Q3 2015
Shares 705,997 Value ($000) $12,136 Avg Close — Range —
Q2 2015
Shares 810,382 Value ($000) $15,640 Avg Close — Range —
Q1 2015
Shares 810,382 Value ($000) $16,054 Avg Close — Range —
Q4 2014
Shares 815,265 Value ($000) $16,860 Avg Close — Range —
Q3 2014
Shares 830,914 Value ($000) $16,510 Avg Close — Range —
Q2 2014
Shares 760,730 Value ($000) $15,367 Avg Close — Range —
Q1 2014
Shares 626,881 Value ($000) $12,193 Avg Close — Range —
Q4 2013
Shares 450,472 Value ($000) $8,793 Avg Close — Range —
Q3 2013
Shares 417,817 Value ($000) $7,759 Avg Close — Range —
Q2 2013
Shares 398,562 Value ($000) $7,306 Avg Close — Range —