ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 17,768 Value ($000) $502 Avg Close — Range —
Q3 2020
Shares 17,907 Value ($000) $435 Avg Close — Range —
Q2 2020
Shares 18,025 Value ($000) $405 Avg Close — Range —
Q1 2020
Shares 18,843 Value ($000) $350 Avg Close — Range —
Q4 2019
Shares 20,518 Value ($000) $465 Avg Close — Range —
Q3 2019
Shares 20,518 Value ($000) $443 Avg Close — Range —
Q2 2019
Shares 20,518 Value ($000) $445 Avg Close — Range —
Q1 2019
Shares 20,518 Value ($000) $442 Avg Close — Range —
Q4 2018
Shares 20,518 Value ($000) $380 Avg Close — Range —
Q3 2018
Shares 22,681 Value ($000) $521 Avg Close — Range —
Q2 2018
Shares 22,224 Value ($000) $495 Avg Close — Range —
Q1 2018
Shares 22,437 Value ($000) $472 Avg Close — Range —
Q4 2017
Shares 21,737 Value ($000) $457 Avg Close — Range —
Q3 2017
Shares 21,214 Value ($000) $438 Avg Close — Range —
Q2 2017
Shares 21,314 Value ($000) $423 Avg Close — Range —