ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 12,298 Value ($000) $227 Avg Close — Range —
Q3 2016
Shares 12,024 Value ($000) $225 Avg Close — Range —