ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 217 Value ($000) $4 Avg Close — Range —
Q2 2013
Shares 217 Value ($000) $4 Avg Close — Range —