ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Pointe Capital Management LLC's Holding History (CIK: 0001640335)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 11,408 Value ($000) $247 Avg Close — Range —
Q1 2019
Shares 11,379 Value ($000) $245 Avg Close — Range —
Q4 2018
Shares 11,319 Value ($000) $210 Avg Close — Range —
Q3 2018
Shares 11,319 Value ($000) $260 Avg Close — Range —
Q2 2018
Shares 11,294 Value ($000) $251 Avg Close — Range —
Q1 2018
Shares 12,037 Value ($000) $249 Avg Close — Range —
Q4 2017
Shares 12,112 Value ($000) $256 Avg Close — Range —
Q3 2017
Shares 14,420 Value ($000) $298 Avg Close — Range —
Q2 2017
Shares 14,420 Value ($000) $285 Avg Close — Range —
Q1 2017
Shares 15,061 Value ($000) $291 Avg Close — Range —
Q3 2016
Shares 16,215 Value ($000) $304 Avg Close — Range —
Q2 2016
Shares 16,215 Value ($000) $298 Avg Close — Range —
Q4 2015
Shares 18,415 Value ($000) $331 Avg Close — Range —
Q3 2015
Shares 24,840 Value ($000) $427 Avg Close — Range —
Q2 2015
Shares 23,840 Value ($000) $460 Avg Close — Range —
Q1 2015
Shares 30,031 Value ($000) $595 Avg Close — Range —