ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 29,388 Value ($000) $666 Avg Close — Range —
Q3 2019
Shares 33,960 Value ($000) $734 Avg Close — Range —
Q2 2019
Shares 31,006 Value ($000) $673 Avg Close — Range —
Q2 2016
Shares 24,732 Value ($000) $455 Avg Close — Range —
Q1 2016
Shares 23,021 Value ($000) $419 Avg Close — Range —
Q4 2015
Shares 22,881 Value ($000) $411 Avg Close — Range —
Q3 2015
Shares 22,031 Value ($000) $379 Avg Close — Range —
Q2 2015
Shares 21,725 Value ($000) $419 Avg Close — Range —