ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Mutual Advisors, LLC's Holding History (CIK: 0001694080)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 9,154 Value ($000) $210 Avg Close — Range —
Q2 2018
Shares 9,154 Value ($000) $204 Avg Close — Range —
Q1 2018
Shares 36,040 Value ($000) $746 Avg Close — Range —