ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 2,204 Value ($000) $62 Avg Close — Range —
Q3 2020
Shares 1,176 Value ($000) $28 Avg Close — Range —