ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 800 Value ($000) $22 Avg Close — Range —
Q4 2019
Shares 2,237 Value ($000) $50 Avg Close — Range —