ALLIANZGI EQUITY & CONV INCO

CUSIP: 018829101 Class: COM

XML Financial, LLC's Holding History (CIK: 0001800465)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 113,614 Value ($000) $3,213 Avg Close — Range —
Q3 2020
Shares 111,471 Value ($000) $2,707 Avg Close — Range —
Q2 2020
Shares 100,314 Value ($000) $2,255 Avg Close — Range —
Q1 2020
Shares 85,457 Value ($000) $1,590 Avg Close — Range —
Q4 2019
Shares 87,686 Value ($000) $1,987 Avg Close — Range —