ALLIANZGI GLOBAL EQUITY & CO

CUSIP: 01882W100 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 38,160 Value ($000) $585 Avg Close — Range —
Q3 2013
Shares 31,343 Value ($000) $476 Avg Close — Range —
Q2 2013
Shares 34,157 Value ($000) $476 Avg Close — Range —