ALLIANZGI DIVERS INC & CNV F

CUSIP: 01883J108 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 65,435 Value ($000) $2,138 Avg Close — Range —
Q3 2020
Shares 60,483 Value ($000) $1,533 Avg Close — Range —
Q2 2020
Shares 56,785 Value ($000) $1,309 Avg Close — Range —
Q4 2019
Shares 8,982 Value ($000) $221 Avg Close — Range —
Q3 2019
Shares 8,982 Value ($000) $205 Avg Close — Range —
Q2 2019
Shares 8,987 Value ($000) $210 Avg Close — Range —
Q1 2017
Shares 72,113 Value ($000) $1,474 Avg Close — Range —
Q4 2016
Shares 45,234 Value ($000) $852 Avg Close — Range —
Q3 2016
Shares 26,890 Value ($000) $507 Avg Close — Range —
Q2 2016
Shares 21,670 Value ($000) $386 Avg Close — Range —
Q1 2016
Shares 35,340 Value ($000) $618 Avg Close — Range —
Q4 2015
Shares 34,100 Value ($000) $618 Avg Close — Range —