AAUC 8 3/4 09/07/28

CUSIP: 01921DAA3 Class: FIXED INCOME

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 15,650 Value ($000) $23,287 Avg Close — Range —
Q3 2025
Shares 15,650 Value ($000) $17,982 Avg Close — Range —