ALPHA NATURAL RESOURCES INC

CUSIP: 02076X102 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 366,588 Value ($000) $111 Avg Close — Range —
Q1 2015
Shares 458,212 Value ($000) $458 Avg Close — Range —
Q4 2014
Shares 544,115 Value ($000) $909 Avg Close — Range —
Q3 2014
Shares 571,438 Value ($000) $1,417 Avg Close — Range —
Q2 2014
Shares 571,438 Value ($000) $2,120 Avg Close — Range —
Q1 2014
Shares 571,438 Value ($000) $2,428 Avg Close — Range —
Q4 2013
Shares 571,438 Value ($000) $4,080 Avg Close — Range —
Q3 2013
Shares 571,438 Value ($000) $3,406 Avg Close — Range —
Q2 2013
Shares 572,938 Value ($000) $3,002 Avg Close — Range —