ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAE2 Class: NOTE 3.750%12/1

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 4,800,000 Value ($000) $366 Avg Close — Range —
Q1 2015
Shares 4,800,000 Value ($000) $1,779 Avg Close — Range —
Q4 2014
Shares 4,800,000 Value ($000) $2,397 Avg Close — Range —