ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAE2 Class: NOTE 3.750%12/1

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 14,250,000 Value ($000) $7,116 Avg Close — Range —
Q3 2014
Shares 16,500,000 Value ($000) $11,725 Avg Close — Range —
Q2 2014
Shares 17,500,000 Value ($000) $15,116 Avg Close — Range —
Q4 2013
Shares 16,500,000 Value ($000) $17,108 Avg Close — Range —
Q3 2013
Shares 8,500,000 Value ($000) $8,091 Avg Close — Range —
Q2 2013
Shares 1,500,000 Value ($000) $1,275 Avg Close — Range —