ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAE2 Class: NOTE 3.750%12/1

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 1,850,000 Value ($000) $1,560 Avg Close — Range —
Q4 2013
Shares 12,060,000 Value ($000) $12,512 Avg Close — Range —
Q3 2013
Shares 2,660,000 Value ($000) $2,527 Avg Close — Range —