ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAE2 Class: NOTE 3.750%12/1

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 20,000 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 20,000 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 20,000 Value ($000) $10 Avg Close — Range —
Q3 2014
Shares 20,000 Value ($000) $14 Avg Close — Range —
Q2 2014
Shares 20,000 Value ($000) $17 Avg Close — Range —
Q1 2014
Shares 20,000 Value ($000) $17 Avg Close — Range —