ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAF9 Class: NOTE 4.875%12/1

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 5,080,000 Value ($000) $343 Avg Close — Range —
Q1 2015
Shares 12,775,000 Value ($000) $3,202 Avg Close — Range —
Q4 2014
Shares 12,775,000 Value ($000) $4,710 Avg Close — Range —
Q3 2014
Shares 12,775,000 Value ($000) $7,562 Avg Close — Range —
Q2 2014
Shares 15,433,000 Value ($000) $11,950 Avg Close — Range —
Q1 2014
Shares 11,580,000 Value ($000) $9,517 Avg Close — Range —
Q4 2013
Shares 8,590,000 Value ($000) $9,267 Avg Close — Range —