ALPHA NATURAL RESOURCES INC

CUSIP: 02076XAF9 Class: NOTE 4.875%12/1

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 540,000 Value ($000) $37 Avg Close — Range —
Q1 2015
Shares 510,000 Value ($000) $136 Avg Close — Range —
Q4 2014
Shares 510,000 Value ($000) $183 Avg Close — Range —
Q3 2014
Shares 545,000 Value ($000) $321 Avg Close — Range —
Q2 2014
Shares 485,000 Value ($000) $376 Avg Close — Range —
Q1 2014
Shares 440,000 Value ($000) $363 Avg Close — Range —
Q4 2013
Shares 145,000 Value ($000) $156 Avg Close — Range —