ALPINE TOTAL DYNAMIC DIVID F

CUSIP: 021060108 Class: COM SBI

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 967,026 Value ($000) $4,053 Avg Close — Range —
Q3 2013
Shares 3,508,092 Value ($000) $14,100 Avg Close — Range —
Q2 2013
Shares 3,399,786 Value ($000) $13,292 Avg Close — Range —