ALPINE TOTAL DYNAMIC DIVID F

CUSIP: 021060207 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 418,672 Value ($000) $3,743 Avg Close — Range —
Q4 2017
Shares 442,032 Value ($000) $4,186 Avg Close — Range —
Q3 2017
Shares 557,000 Value ($000) $5,013 Avg Close — Range —
Q2 2017
Shares 547,046 Value ($000) $4,754 Avg Close — Range —
Q1 2017
Shares 704,296 Value ($000) $5,818 Avg Close — Range —
Q4 2016
Shares 665,072 Value ($000) $5,042 Avg Close — Range —
Q3 2016
Shares 628,106 Value ($000) $4,792 Avg Close — Range —
Q2 2016
Shares 572,935 Value ($000) $4,159 Avg Close — Range —
Q1 2016
Shares 579,052 Value ($000) $4,343 Avg Close — Range —
Q4 2015
Shares 558,095 Value ($000) $4,285 Avg Close — Range —
Q3 2015
Shares 427,226 Value ($000) $3,204 Avg Close — Range —
Q2 2015
Shares 401,824 Value ($000) $3,473 Avg Close — Range —
Q1 2015
Shares 297,514 Value ($000) $2,650 Avg Close — Range —
Q4 2014
Shares 277,146 Value ($000) $2,353 Avg Close — Range —
Q3 2014
Shares 331,393 Value ($000) $2,819 Avg Close — Range —
Q2 2014
Shares 308,308 Value ($000) $2,751 Avg Close — Range —
Q1 2014
Shares 349,495 Value ($000) $2,931 Avg Close — Range —