ALPINE TOTAL DYNAMIC DIVID F

CUSIP: 021060207 Class: Common Stock

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 109,728 Value ($000) $981 Avg Close — Range —
Q4 2017
Shares 73,684 Value ($000) $698 Avg Close — Range —
Q3 2017
Shares 114,362 Value ($000) $1,029 Avg Close — Range —
Q2 2017
Shares 72,511 Value ($000) $630 Avg Close — Range —
Q1 2017
Shares 114,930 Value ($000) $948 Avg Close — Range —
Q4 2016
Shares 75,703 Value ($000) $582 Avg Close — Range —
Q3 2016
Shares 107,914 Value ($000) $818 Avg Close — Range —
Q2 2016
Shares 106,362 Value ($000) $772 Avg Close — Range —
Q1 2016
Shares 177,889 Value ($000) $1,291 Avg Close — Range —
Q4 2015
Shares 200,463 Value ($000) $1,528 Avg Close — Range —
Q3 2015
Shares 109,260 Value ($000) $851 Avg Close — Range —
Q2 2015
Shares 110,006 Value ($000) $947 Avg Close — Range —
Q1 2015
Shares 108,679 Value ($000) $965 Avg Close — Range —
Q4 2014
Shares 144,091 Value ($000) $1,223 Avg Close — Range —
Q3 2014
Shares 164,548 Value ($000) $1,392 Avg Close — Range —
Q2 2014
Shares 160,984 Value ($000) $1,436 Avg Close — Range —
Q1 2014
Shares 180,944 Value ($000) $1,518 Avg Close — Range —