ALTABA INC

CUSIP: 021346101 Class: CVR

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 4,713 Value ($000) $273 Avg Close — Range —
Q3 2018
Shares 5,248 Value ($000) $357 Avg Close — Range —
Q2 2018
Shares 5,248 Value ($000) $384 Avg Close — Range —