AMERICAN AXLE & MFG HLDGS IN

Ticker: DCH CUSIP: 024061103 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 15,691 Value ($000) $270 Avg Close $16.81 Range $14.01 - $18.14

Q2 2016

Shares 22,167 Value ($000) $321 Avg Close $15.59 Range $13.60 - $17.02

Q1 2016

Shares 15,691 Value ($000) $241 Avg Close $14.41 Range $11.44 - $18.80

Q4 2015

Shares 15,691 Value ($000) $297 Avg Close $21.06 Range $18.29 - $23.00

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	15,691	$270	$16.81	$14.01 - $18.14
Q2 2016	22,167	$321	$15.59	$13.60 - $17.02
Q1 2016	15,691	$241	$14.41	$11.44 - $18.80
Q4 2015	15,691	$297	$21.06	$18.29 - $23.00