UBS Group AG

CUSIP: 024476758 Class: COM

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 19,200 Value ($000) $325 Avg Close — Range —
Q1 2017
Shares 18,800 Value ($000) $300 Avg Close — Range —