AMERICAN CAP LTD

CUSIP: 02503Y103 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,395,078 Value ($000) $25,000 Avg Close — Range —
Q3 2016
Shares 1,283,893 Value ($000) $21,711 Avg Close — Range —
Q2 2016
Shares 815,905 Value ($000) $12,916 Avg Close — Range —
Q1 2016
Shares 440,548 Value ($000) $6,714 Avg Close — Range —