AMERICAN CAP SR FLOATING LTD

CUSIP: 02504D108 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,700 Value ($000) $37 Avg Close — Range —
Q4 2016
Shares 2,700 Value ($000) $32 Avg Close — Range —
Q3 2016
Shares 2,700 Value ($000) $30 Avg Close — Range —