AMERICAN CAP SR FLOATING LTD

CUSIP: 02504D108 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 11,026 Value ($000) $152 Avg Close — Range —
Q4 2015
Shares 10,884 Value ($000) $108 Avg Close — Range —