AMERICAN CAP SR FLOATING LTD

CUSIP: 02504D108 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 17,308 Value ($000) $174 Avg Close — Range —
Q4 2015
Shares 17,588 Value ($000) $173 Avg Close — Range —
Q3 2015
Shares 50,733 Value ($000) $563 Avg Close — Range —
Q2 2015
Shares 50,627 Value ($000) $640 Avg Close — Range —
Q1 2015
Shares 50,297 Value ($000) $659 Avg Close — Range —
Q4 2014
Shares 49,957 Value ($000) $605 Avg Close — Range —
Q3 2014
Shares 49,535 Value ($000) $644 Avg Close — Range —
Q2 2014
Shares 48,218 Value ($000) $675 Avg Close — Range —
Q1 2014
Shares 39,380 Value ($000) $553 Avg Close — Range —