AMERICAN CAP SR FLOATING LTD

CUSIP: 02504D108 Class: COM

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,698 Value ($000) $187 Avg Close — Range —
Q3 2016
Shares 15,476 Value ($000) $171 Avg Close — Range —
Q2 2016
Shares 15,519 Value ($000) $159 Avg Close — Range —