AMERICAN EQUITY INV LIFE 3.5 1

CUSIP: 025676AJ6 Class: CONVERT

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 4,700,000 Value ($000) $8,246 Avg Close — Range —
Q2 2013
Shares 4,700,000 Value ($000) $6,266 Avg Close — Range —