AMER STATES WTR CO

Ticker: AWR CUSIP: 029899101 Class: EQTY

KEYBANK NATIONAL ASSOCIATION/OH's Holding History (CIK: 0001089877)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 17,331 Value ($000) $790 Avg Close $35.05 Range $31.38 - $39.09

Q3 2016

Shares 17,033 Value ($000) $682 Avg Close $34.56 Range $31.42 - $37.04

Q2 2016

Shares 17,176 Value ($000) $753 Avg Close $33.54 Range $31.06 - $36.51

Q1 2016

Shares 17,176 Value ($000) $676 Avg Close $35.01 Range $31.69 - $39.14

Q1 2013

Shares 8,189 Value ($000) $471 Avg Close $20.10 Range $18.33 - $22.20

Q4 2012

Shares 7,876 Value ($000) $378 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	17,331	$790	$35.05	$31.38 - $39.09
Q3 2016	17,033	$682	$34.56	$31.42 - $37.04
Q2 2016	17,176	$753	$33.54	$31.06 - $36.51
Q1 2016	17,176	$676	$35.01	$31.69 - $39.14
Q1 2013	8,189	$471	$20.10	$18.33 - $22.20
Q4 2012	7,876	$378	—	—