AMER STATES WTR CO

Ticker: AWR CUSIP: 029899101 Class: EQTY

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 3,325 Value ($000) $101 Avg Close $25.11 Range $24.13 - $27.06

Q2 2014

Shares 3,325 Value ($000) $110 Avg Close $24.30 Range $22.14 - $26.48

Q1 2014

Shares 3,325 Value ($000) $107 Avg Close $23.08 Range $21.20 - $26.05

Q4 2013

Shares 3,325 Value ($000) $96 Avg Close $22.01 Range $20.60 - $23.45

Q3 2013

Shares 4,200 Value ($000) $116 Avg Close $22.15 Range $19.53 - $25.60

Q2 2013

Shares 2,100 Value ($000) $113 Avg Close $21.03 Range $19.85 - $22.22

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	3,325	$101	$25.11	$24.13 - $27.06
Q2 2014	3,325	$110	$24.30	$22.14 - $26.48
Q1 2014	3,325	$107	$23.08	$21.20 - $26.05
Q4 2013	3,325	$96	$22.01	$20.60 - $23.45
Q3 2013	4,200	$116	$22.15	$19.53 - $25.60
Q2 2013	2,100	$113	$21.03	$19.85 - $22.22