AMERICAN WTR WKS CO INC NEW

Ticker: AWK CUSIP: 030420103 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 75 Value ($000) $6 Avg Close $62.71 Range $58.87 - $66.59

Q4 2016

Shares 75 Value ($000) $5 Avg Close $60.77 Range $58.40 - $64.05

Q3 2016

Shares 75 Value ($000) $6 Avg Close $65.33 Range $60.36 - $71.01

Q2 2016

Shares 75 Value ($000) $6 Avg Close $61.85 Range $56.44 - $70.43

Q1 2016

Shares 75 Value ($000) $5 Avg Close $53.83 Range $48.57 - $58.11

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	75	$6	$62.71	$58.87 - $66.59
Q4 2016	75	$5	$60.77	$58.40 - $64.05
Q3 2016	75	$6	$65.33	$60.36 - $71.01
Q2 2016	75	$6	$61.85	$56.44 - $70.43
Q1 2016	75	$5	$53.83	$48.57 - $58.11