AMERISERV FINL INC

Ticker: ASRV CUSIP: 03074A102 Class: Stock

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 37,087 Value ($000) $117 Avg Close $2.23 Range $1.99 - $2.46
Q2 2013
Shares 52,587 Value ($000) $144 Avg Close $2.19 Range $1.98 - $2.32