AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

ADVISORY RESEARCH INC's Holding History (CIK: 0000902584)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 1,373 Value ($000) $203 Avg Close $139.94 Range $124.35 - $157.38

Q4 2017

Shares 3,134 Value ($000) $531 Avg Close $136.87 Range $125.82 - $148.58

Q3 2017

Shares 8,172 Value ($000) $1,214 Avg Close $118.64 Range $108.40 - $127.70

Q1 2014

Shares 632 Value ($000) $70 Avg Close $85.26 Range $78.67 - $90.73

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	1,373	$203	$139.94	$124.35 - $157.38
Q4 2017	3,134	$531	$136.87	$125.82 - $148.58
Q3 2017	8,172	$1,214	$118.64	$108.40 - $127.70
Q1 2014	632	$70	$85.26	$78.67 - $90.73