AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 5,870 Value ($000) $969 Avg Close $139.45 Range $115.59 - $153.07

Q3 2019

Shares 5,870 Value ($000) $811 Avg Close $125.23 Range $108.93 - $135.20

Q2 2019

Shares 5,870 Value ($000) $848 Avg Close $128.32 Range $114.54 - $136.95

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	5,870	$969	$139.45	$115.59 - $153.07
Q3 2019	5,870	$811	$125.23	$108.93 - $135.20
Q2 2019	5,870	$848	$128.32	$114.54 - $136.95