AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

HORIZON KINETICS ASSET MANAGEMENT LLC's Holding History (CIK: 0001056823)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 1,680 Value ($000) $259 Avg Close $141.40 Range $130.20 - $152.58

Q2 2020

Shares 1,680 Value ($000) $252 Avg Close $116.82 Range $80.29 - $150.63

Q4 2019

Shares 1,680 Value ($000) $280 Avg Close $139.45 Range $115.59 - $153.07

Q3 2019

Shares 1,680 Value ($000) $247 Avg Close $125.23 Range $108.93 - $135.20

Q2 2019

Shares 2,681 Value ($000) $389 Avg Close $128.32 Range $114.54 - $136.95

Q1 2019

Shares 2,681 Value ($000) $343 Avg Close $109.35 Range $90.23 - $120.23

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	1,680	$259	$141.40	$130.20 - $152.58
Q2 2020	1,680	$252	$116.82	$80.29 - $150.63
Q4 2019	1,680	$280	$139.45	$115.59 - $153.07
Q3 2019	1,680	$247	$125.23	$108.93 - $135.20
Q2 2019	2,681	$389	$128.32	$114.54 - $136.95
Q1 2019	2,681	$343	$109.35	$90.23 - $120.23