AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 50,000 Value ($000) $6,994,000 Avg Close $122.45 Range $111.72 - $131.25
Q4 2016
Shares 72,392 Value ($000) $8,031,000 Avg Close $88.02 Range $71.47 - $99.74