AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 34 Value ($000) $5 Avg Close $141.40 Range $130.20 - $152.58
Q2 2020
Shares 561 Value ($000) $85 Avg Close $116.82 Range $80.29 - $150.63
Q4 2019
Shares 312 Value ($000) $52 Avg Close $139.45 Range $115.59 - $153.07
Q3 2019
Shares 136 Value ($000) $20 Avg Close $125.23 Range $108.93 - $135.20
Q2 2019
Shares 1,505 Value ($000) $218 Avg Close $128.32 Range $114.54 - $136.95
Q1 2019
Shares 120 Value ($000) $15 Avg Close $109.35 Range $90.23 - $120.23
Q4 2018
Shares 113 Value ($000) $12 Avg Close $109.91 Range $84.00 - $133.51
Q3 2018
Shares 16 Value ($000) $2 Avg Close $124.45 Range $116.96 - $131.64
Q2 2018
Shares 14,430 Value ($000) $2,018 Avg Close $122.45 Range $111.72 - $131.25
Q1 2018
Shares 64 Value ($000) $9 Avg Close $139.94 Range $124.35 - $157.38
Q3 2015
Shares 78 Value ($000) $9 Avg Close $94.67 Range $76.80 - $103.34
Q2 2015
Shares 78 Value ($000) $10 Avg Close $101.78 Range $96.13 - $104.82
Q1 2015
Shares 78 Value ($000) $10 Avg Close $104.63 Range $96.23 - $109.99
Q4 2014
Shares 130 Value ($000) $17 Avg Close $100.04 Range $83.11 - $108.77
Q4 2013
Shares 195 Value ($000) $22 Avg Close $80.05 Range $69.06 - $89.60
Q3 2013
Shares 208 Value ($000) $19 Avg Close $68.12 Range $61.83 - $72.99
Q2 2013
Shares 208 Value ($000) $17 Avg Close $59.57 Range $52.90 - $64.75
Q1 2013
Shares 195 Value ($000) $14 Avg Close $52.12 Range $48.18 - $57.31
Q4 2012
Shares 156 Value ($000) $10 Avg Close — Range —
Q3 2012
Shares 117 Value ($000) $7 Avg Close — Range —
Q4 2010
Shares 7,300 Value ($000) $420 Avg Close — Range —
Q1 2010
Shares 7,300 Value ($000) $331 Avg Close — Range —